Christopher McCarthy, financial advisor Schaumburg IL
78 score

Christopher McCarthy

CRD Number: 5903887
Current Firm: Td Ameritrade, Inc.

Christopher McCarthy (CRD# 5903887) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Schaumburg, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade Schaumburg, IL Mar 2016 - Current < 1
Investment Professionals Inc. San Antonio, TX May 2015 - Mar 2016 < 1
Wells Fargo Advisors Chicago, IL Jan 2013 - Apr 2015 2
Schaeffer's Skokie, IL Dec 2012 - Jan 2013 < 1
Northwestern Mutual Investment Services, LLC Crystal Lake, IL Oct 2011 - Jan 2013 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 2011 - Jan 2013 1
Advocare Crystal Lake, IL May 2011 - May 2012 1
Unemployed Crystal Lake,, IL Jan 2011 - Mar 2011 < 1
Cam Associates New Lenox, IL Jul 2008 - Dec 2010 2
Cst Berger Watseka, IL Sep 2006 - Jul 2008 1
Enterprise Rentacar Waukesha, IL Dec 2004 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2011
S66 NASAA Uniform Combined State Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Christopher J. McCarthy
Phone Number: (800) 669-3900
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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