Patrick Carroll, financial advisor Schaumburg IL

Patrick Carroll

CRD Number: 1519415
Current Firm: World Equity Group, Inc.

Patrick Carroll (CRD# 1519415) is an Investment Advisor Representative working at World Equity Group, Inc. in Schaumburg, IL and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
World Equity Group San Francisco, CA Jan 2012 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1986
S65 NASAA Investment Advisors Law Examination Nov 1996
S66 NASAA Uniform Combined State Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Patrick D. Carroll
Phone Number: 847-342-1700
Registered State(s):
  • AZ
  • CA
  • CO
  • FL
  • HI
  • OR
  • PA
  • TX
  • UT
  • WA
  • WV
By the Numbers
  • Total Assets Under Management
    1,008
    MILLIONS
  • Total Number of Accounts
    4,884
    ACCOUNTS
  • Average Account Value
    $206,300
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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