Thomas Erffmeyer, financial advisor Schaumburg IL
96 score

Thomas Erffmeyer

CRD Number: 4499224
Current Firm: Charles Schwab & Company, Inc.

Thomas Erffmeyer (CRD# 4499224) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Schaumburg, IL and has over 14 years of experience in the finance industry. Thomas Erffmeyer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Schaumburg, IL Feb 2016 - Current < 1
Charles Schwab Bank Schaumburg, IL Feb 2016 - Current < 1
Unemployed Wilmette, IL Dec 2015 - Jan 2016 < 1
Pnc Wealth Management Chicago, IL Nov 2011 - Nov 2015 4
J.p. Morgan Securities Inc. Chicago, IL May 2010 - Nov 2011 1
Jpmorgan Chase Bank Chicago, IL Apr 2010 - Nov 2011 1
Rbc Capital Markets Corporation Chicago, IL Mar 2008 - Apr 2010 2
Rbc Dain Rauscher Inc. Chicago, IL Dec 2002 - Mar 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2002
Contact Info for Thomas E. Erffmeyer
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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