Maurice Lounds (CRD# 4326767) is an Investment Advisor Representative working at Prudential Financial Planning Services in Frankfort, IL and has over 23 years of experience in the finance industry. Maurice Lounds has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
CRD# 5569194
Amplify Investments LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Frankfort, IL | Aug 2020 - Current | 3 |
| Prudential Insurance Company Of America | Frankfort, IL | Aug 2020 - Current | 3 |
| Indiana University | Gary, IN | Jan 2019 - Current | 5 |
| Ivy Tech | Crown Point, IN | Sep 2013 - Current | 10 |
| Lpl Financial LLC | Crown Point, IN | Oct 2016 - Aug 2020 | 3 |
| Independent Financial Partners | Schererville, IN | Oct 2016 - Apr 2018 | 1 |
| J.p. Morgan Securities LLC | Merrillville, IN | Oct 2012 - Sep 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2001 |
- IL
- IN
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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