Robert Findley, financial advisor Scottsbluff NE

Robert Findley

CRD Number: 716024
Current Firm: Lpl Financial LLC

Robert Findley (CRD# 716024) is an Investment Advisor Representative working at Lpl Financial LLC in Scottsbluff, NE and has over 32 years of experience in the finance industry. Robert Findley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Scottsbluff, NE Feb 2020 - Current 4
First State Bank Scottsbluff, NE Jan 1982 - Current 42
Securities America Inc. Scottsbluff, NE Oct 2014 - Feb 2020 5
Securities America Advisors Scottsbluff, NE Oct 2014 - Feb 2020 5
Smith Hayes Advisers, Inc. Scottsbluff, NE Sep 2003 - Oct 2014 11
Smith Hayes Financial Services Corporation Scottsbluff, NE Jul 1991 - Oct 2014 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1991
S65 NASAA Investment Advisors Law Examination Dec 2002
Contact Info for Robert C. Findley
Phone Number: 704-733-3300
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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