Andrew SoltesCRD Number: 4571160
Current Firm: Vanguard Advisers Inc.
Andrew Soltes (CRD# 4571160) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Scottsdale, AZ and has over 15 years of experience in the finance industry. Andrew Soltes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|The Vanguard Group, Inc.||Scottsdale, AZ||Feb 2011 - Current||7|
|Wells Fargo Advisors, LLC||Fountain Hills, AZ||Jan 2011 - Jan 2011||< 1|
|Wells Fargo Bank||Phoenix, AZ||Mar 2010 - Jan 2011||< 1|
|Wells Fargo Invesments||Phoenix, AZ||Mar 2010 - Jan 2011||< 1|
|Wachovia Securities, LLC||Phoenix, AZ||Sep 2008 - Mar 2010||1|
|Wachovia Bank, N.a.||Phoenix, AZ||Dec 2004 - Mar 2010||5|
|Wachovia Securities, LLC||Norfolk, VA||May 2005 - Mar 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2002|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV