Benjamin BelangerCRD Number: 5293459
Current Firm: Ameriprise Financial Services, Inc.
Benjamin Belanger (CRD# 5293459) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Scottsdale, AZ and has over 9 years of experience in the finance industry.
Newman's Financial Planning
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Ameriprise Financial Services, Inc.||Scottsdale, AZ||Mar 2016 - Current||< 1|
|Infinity Direct||Phoenix, AZ||Apr 2006 - Current||10|
|First Allied Securities, Inc.||San Diego, CA||Jan 2014 - Mar 2016||2|
|Cetera Advisors LLC||Denver, CO||Jan 2013 - Jan 2014||1|
|Multi-financial Securities Corporation||Denver, CO||Mar 2007 - Dec 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||Sep 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV