Brock JohnsCRD Number: 6191495
Current Firm: Vanguard Advisers, Inc.
Brock Johns (CRD# 6191495) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 6 years of experience in the finance industry.
Transamerica Financial Advisors, Inc.
Wells Fargo Clearing Services, LLC
Dynamic Wealth Partners, LLC
|The Vanguard Group, Inc.||Scottsdale, AZ||Oct 2021 - Current||< 1|
|Swbc Investment Advisory Services LLC||Austin, TX||Apr 2021 - Aug 2021||< 1|
|Northern Lights Distributors, LLC||Elkhorn, NE||Aug 2019 - Apr 2021||1|
|Innealta Capital, LLC||Austin, TX||May 2019 - Apr 2021||1|
|Charles Schwab & Company, Inc.||Austin, TX||May 2017 - May 2019||2|
|Voya Financial||Lake Oswego, OR||Dec 2015 - May 2017||1|
|Jp Morgan Securities, LLC||Wilsonville, OR||May 2014 - Dec 2015||1|
|Jp Morgan Chase Bank||Wilsonville, OR||May 2014 - Dec 2015||1|
|Wealth Strategies Northwest||Portland, OR||Jan 2014 - May 2014||< 1|
|Restoration Hardware||Portalnd, OR||Oct 2013 - Jan 2014||< 1|
|First Investors Corporation||Beaverton, OR||Aug 2013 - Oct 2013||< 1|
|Speedsports.net||Milwakie, OR||Jun 2013 - Sep 2013||< 1|
|Ny Life Securities, LLC||Vienna, VA||May 2013 - Jul 2013||< 1|
|New York Life||Vienna, VA||Jan 2013 - Jun 2013||< 1|
|Bestbuy||Washington, DC||Sep 2012 - May 2013||< 1|
|Linfield College||Mcminnville, OR||Feb 2010 - Sep 2012||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2015|
|S66||NASAA Uniform Combined State Law Examination||Feb 2018|
Total Assets Under Management276,525MILLIONS
Total Number of Accounts518,715ACCOUNTS
Average Account Value$533,097
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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