Catherine GarciaCRD Number: 3078655
Current Firm: Securities America Advisors, Inc.
Catherine Garcia (CRD# 3078655) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Scottsdale, AZ and has over 18 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Securities America, Inc.||Scottsdale, AZ||Feb 2009 - Current||8|
|Securities America Advisor||Scottsdale, AZ||Feb 2009 - Current||8|
|Heritage Financial Advisors||Scottsdale, AZ||Apr 2001 - Current||16|
|Jefferson Pilot Securities Corporation||Scottsdale, AZ||Apr 2001 - Feb 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops