Clifford ShnierCRD Number: 6406109
Current Firm: Voya Financial Advisors, Inc.
Clifford Shnier (CRD# 6406109) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Scottsdale, AZ and has 1 year of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Voya Financial Advisors, Inc.||Scottsdale, AZ||Nov 2014 - Current||1|
|Cfs Electronic Discovery Consulting Dba Insightful E-discovery||Phoenix, AZ||Mar 2014 - Oct 2014||< 1|
|Edox Usa||Phoenix, AZ||Feb 2012 - Feb 2014||2|
|Esi Specialists Inc.||Toronto,||Feb 2010 - Jan 2012||1|
|Cfs Electronic Discovery Consulting||Scottsdale, AZ||Sep 2009 - Jan 2010||< 1|
|Commonwealth Legal||Toronto,||Sep 2007 - Aug 2009||1|
|Aon Litigation Consulting Group||Los Angeles, CA||Dec 2006 - Jul 2007||< 1|
|Cataphora Inc.||Redwood City, CA||Apr 2006 - Nov 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV