Dale Carlson, financial advisor Scottsdale AZ
93 score

Dale Carlson

CRD Number: 4442617
Current Firm: Waddell & Reed

Dale Carlson (CRD# 4442617) is an Investment Advisor Representative working at Waddell & Reed in Scottsdale, AZ and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W&r Insurance Agencies Scottsdale, AZ Feb 2002 - Current 14
Waddell & Reed, Inc. Scottsdale, AZ Aug 2001 - Current 15
Musician With Wisconsin Strings Scottsdale, AZ Jan 1998 - Oct 2014 16
Fox Valley Symphony Orchestra Appleton, WI Sep 2003 - Sep 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2002
Contact Info for Dale J. Carlson
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • CO
  • GA
  • ID
  • MO
  • NM
  • NC
  • WI
  • IL
  • IA
  • MI
  • MN
  • OH
  • PA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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