David Capstick, financial advisor Scottsdale AZ
90 score

David Capstick

CRD Number: 5989890
Current Firm: First Financial Equity Corporation

David Capstick (CRD# 5989890) is an Investment Advisor Representative working at First Financial Equity Corporation in Scottsdale, AZ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
First Financial Equity Corp. Scottsdale, AZ May 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - May 2015 < 1
Morgan Stanley Scottsdale, AZ Sep 2013 - May 2015 1
Unemployed Cave Creek, AZ May 2013 - Sep 2013 < 1
Bank Of America, N.a. Sun City, AZ Jan 2012 - May 2013 1
Merrill Lynch, Pierce, Fenner And Smith Incorporated Sun City, AZ Sep 2011 - May 2013 1
Retired Cave Creek, AZ May 2009 - Aug 2011 2
Weyerhaeuser Company Boise, ID Jan 2006 - Apr 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for David L. Capstick
Phone Number: 480-951-0079
Firm Website: http://www.ffec.com
Registered State(s):
  • AZ
  • UT
  • WA
By the Numbers
  • Total Assets Under Management
    2,865
    MILLIONS
  • Total Number of Accounts
    6,068
    ACCOUNTS
  • Average Account Value
    $472,074
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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