David EllisCRD Number: 1240333
Current Firm: Vanguard Advisers Inc.
David Ellis (CRD# 1240333) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Scottsdale, AZ and has over 12 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|The Vanguard Group, Inc.||Scottsdale, AZ||May 2007 - Current||10|
|Waddell & Reed, Inc.||Appleton, WI||Jul 2005 - Apr 2007||1|
|Various Insurance Carriers||Wisconsin Rapids, WI||Mar 2005 - Apr 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2005|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients