Dennis SpiegelmanCRD Number: 6030520
Current Firm: Voya Financial Advisors, Inc.
Dennis Spiegelman (CRD# 6030520) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Scottsdale, AZ and has over 5 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Silvertree Special Needs Planning||Studio City, CA||Nov 2014 - Current||2|
|Voya Financial Advisors||Carlsbad, CA||Sep 2014 - Current||2|
|Silvertree Financial LLC||Studio City, CA||Apr 2014 - Current||3|
|Spiegelman Entertainment Services||Sherman Oaks, CA||Jan 2006 - Current||11|
|Ing Financial Partners, Inc.||Studio City, CA||Feb 2014 - Aug 2014||< 1|
|World Financial Group, Inc.||Westlake Village, CA||Feb 2012 - Feb 2014||2|
|Transamerica Financial Advisors, Inc.||Westlake Village, CA||Feb 2012 - Feb 2014||2|
|Axium||Burbank, CA||Jan 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2012|
|S65||NASAA Investment Advisors Law Examination||Jan 2014|
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV