Geoffrey Williams, financial advisor Scottsdale AZ
81 score

Geoffrey Williams

CRD Number: 5481208
Current Firm: Voya Investment Management Company LLC

Geoffrey Williams (CRD# 5481208) is an Investment Advisor Representative working at Voya Investment Management Company LLC in Scottsdale, AZ and has over 8 years of experience in the finance industry.

Similar Advisors
Alexander Koury, CFP®, financial advisor Scottsdale AZ
Alexander G. Koury, CFP®
CRD# 5607498
Householder Group Estate & Retirement Specialists
Score
108
Similar Advisors
William Newman, financial advisor Scottsdale AZ
William B. Newman
CRD# 5730023
Newman's Financial Planning
Score
92
Similar Advisors
James Davis, CFP®, financial advisor Scottsdale AZ
James R. Davis, CFP®
CRD# 5571675
Woodbury Financial Services, Inc.
Score
103
Company Name Location Dates Years
Voya Investment Management Scottsdale, AZ Jul 2015 - Current 1
Voya Investments Distributor, LLC Scottsdale, AZ Jul 2015 - Current 1
Voya Investment Management Company LLC Scottsdale, AZ Jul 2015 - Current 1
Voya Investments Distributor, LLC Windsor, CT May 2014 - Jun 2015 1
Voya Investment Management Scottsdale, AZ May 2014 - Jun 2015 1
Voya Investment Management Company, LLC New York, NY May 2014 - Jun 2015 1
Ing Investments Distributor, LLC Scottsdale, AZ Nov 2012 - May 2014 1
Ing Investment Management Scottsdale, AZ Nov 2012 - May 2014 1
Charles Schwab & Company, Inc. Phoenix, AZ Jan 2008 - Oct 2012 4
Value Options Mesa, AZ Nov 2006 - Apr 2008 1
Opulence Financial Group Mesa, AZ Apr 2007 - Jan 2008 < 1
Devereux Arizona Scottsdale, AZ May 2005 - Nov 2006 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2014
S63 Uniform Securities State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Geoffrey S. Williams
Phone Number: 212-309-8200
Registered State(s):
  • AK
  • AZ
  • DE
  • DC
  • GA
  • IL
  • IN
  • KY
  • LA
  • ME
  • NM
  • ND
  • OK
  • RI
  • SC
  • TX
  • VA
  • NE
  • KS
  • MO
By the Numbers
  • Total Assets Under Management
    87,142
    MILLIONS
  • Total Number of Accounts
    2,322
    ACCOUNTS
  • Average Account Value
    $37,529,048
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Geoffrey Williams and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.