Gregory RichardsCRD Number: 1339012
Current Firm: Centaurus Financial, Inc.
Gregory Richards (CRD# 1339012) is an Investment Advisor Representative working at Centaurus Financial, Inc. in Scottsdale, AZ and has over 31 years of experience in the finance industry.
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
Barnes Investment Advisory Inc.
|Centaurus Financial Inc.||Anheim, CA||May 2011 - Current||5|
|Questar Capital Corporation||Minneapolis, MN||Dec 2006 - May 2011||4|
|Questar Asset Management||Minneapolis, MN||Jul 2006 - May 2011||4|
|Pure Soft Inc.||Peoria, AZ||Aug 1989 - May 2011||21|
|Insight Financial Group||Sun City, AZ||Aug 1984 - May 2011||26|
|Usallianz Securities Inc.||Minneapolis, MN||Jul 2004 - Nov 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1985|
|S66||NASAA Uniform Combined State Law Examination||Jan 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
- Judgments / Liens
Total Assets Under Management1,044MILLIONS
Total Number of Accounts5,454ACCOUNTS
Average Account Value$191,349
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV