James SchwartzCRD Number: 3088509
Current Firm: Strategic Wealth Advisors, LLC
James Schwartz (CRD# 3088509) is an Investment Advisor Representative working at Strategic Wealth Advisors, LLC in Scottsdale, AZ and has over 15 years of experience in the finance industry. James Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Strategic Wealth Advisors, LLC||Scottsdale, AZ||Mar 2007 - Current||9|
|Desert Valley Financial Planning, LLC||Chandler, AZ||Jun 2001 - Mar 2007||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2001|
Total Assets Under Management138MILLIONS
Total Number of Accounts260ACCOUNTS
Average Account Value$530,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, TX