Jay Penney (CRD# 1146552) is an Investment Advisor Representative working at Ashton Thomas Private Wealth in Scottsdale, AZ and has over 40 years of experience in the finance industry. Jay Penney has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
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Atlas Lifestyle Planning Group LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| M.s. Howells & Company | Scottsdale, AZ | Aug 2018 - Current | 5 |
| Ashton Thomas Private Wealth, LLC | Scottsdale, AZ | Aug 2016 - Current | 7 |
| Ashton Thomas Insurance Agency | Scottsdale, AZ | Aug 2016 - Current | 7 |
| Jay R. Penney, LLC | Scottsdale, AZ | Apr 2000 - Current | 24 |
| Peachcap Securities, Inc. | Atlanta, GA | Aug 2016 - Jul 2018 | 1 |
| Geneos Wealth Management Inc. | Scottsdale, AZ | Jan 2009 - Aug 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1983 |
| S65 | NASAA Investment Advisors Law Examination | May 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- TX
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Total Assets Under Management2,892MILLIONS
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Total Number of Accounts5,334ACCOUNTS
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Average Account Value$542,104
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