John FosterCRD Number: 1889908
Current Firm: Total Investment Management, Inc.
John Foster (CRD# 1889908) is an Investment Advisor Representative working at Total Investment Management, Inc. in Scottsdale, AZ and has over 28 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Invest Financial Corp||Tampa, FL||Nov 2005 - Current||10|
|Total Investment Management Inc.||Scottsdale, AZ||May 1998 - Current||18|
|Taxes Plus Inc.||Scottsdale, AZ||Apr 1986 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1988|
|S65||NASAA Investment Advisors Law Examination||Jul 1995|
|S66||NASAA Uniform Combined State Law Examination||Oct 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management802MILLIONS
Total Number of Accounts2,499ACCOUNTS
Average Account Value$320,878
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
AK, AL, AZ, CA, CO, FL, GA, HI, ID, IL, IN, KS, LA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI