Joseph WeberCRD Number: 4556745
Current Firm: Voya Financial Advisors, Inc.
Joseph Weber (CRD# 4556745) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Scottsdale, AZ and has over 15 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Voya Financial Advisors, Inc.||Scottsdale, AZ||Nov 2015 - Current||2|
|Integrated Financial Solutions||Tempe, AZ||Feb 2010 - Current||8|
|Lincoln Financial Advisors||Tempe, AZ||Jul 2015 - Nov 2015||< 1|
|Principal Life Insurance Co||Phoenix, AZ||Dec 2008 - Jul 2015||6|
|Princor Financial Service Corp||Phoenix, AZ||Dec 2008 - Jul 2015||6|
|Metlife Securities Inc.||Mesa, AZ||Jun 2008 - Dec 2008||< 1|
|Mass Mutual Financial||Phoenix, MA||Feb 2005 - May 2008||3|
|Mml Investors Services Inc.||Phoenix, AZ||Feb 2005 - May 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Aug 2006|
|S66||NASAA Uniform Combined State Law Examination||Oct 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
- Criminal Record
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV