Karen StarbowskiCRD Number: 5306753
Current Firm: Mml Investors Services, LLC
Karen Starbowski (CRD# 5306753) is an Investment Advisor Representative working at Mml Investors Services, LLC in Scottsdale, AZ and has over 9 years of experience in the finance industry.
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
Barnes Investment Advisory Inc.
|Massmutual Life Insurance Company||Scottsdale, AZ||Aug 2010 - Current||6|
|Mml Investors Services||Scottsdale, AZ||Aug 2010 - Current||6|
|Lincoln Financial Advisors Corp||Phoenix, AZ||Feb 2008 - Aug 2010||2|
|New York Life Insurance Company||Scottsdale, AZ||Mar 2007 - Feb 2008||< 1|
|Nylife Securities LLC||Scottsdale, AZ||Mar 2007 - Feb 2008||< 1|
|Unemployed||Phoenix, AZ||Nov 2006 - Mar 2007||< 1|
|Southwest Conf. Planners||Scottsdale, AZ||Nov 2005 - Nov 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2007|
|S66||NASAA Uniform Combined State Law Examination||Aug 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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