Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Kathryn Mendivil, financial advisor Scottsdale AZ
81 score

Kathryn Mendivil

CRD Number: 1343669
Current Firm: Vanderbilt Advisory Services

Kathryn Mendivil (CRD# 1343669) is an Investment Advisor Representative working at Vanderbilt Advisory Services in Scottsdale, AZ and has over 31 years of experience in the finance industry.

Similar Advisors
William Newman, financial advisor Scottsdale AZ
William B. Newman
CRD# 5730023
Newman's Financial Planning
Similar Advisors
James Davis, CFP®, financial advisor Scottsdale AZ
James R. Davis, CFP®
CRD# 5571675
Woodbury Financial Services, Inc.
Similar Advisors
James Hundman, financial advisor Scottsdale AZ
James E. Hundman
CRD# 3233547
Triad Advisors, Inc.
Company Name Location Dates Years
Adl Global Capital Scottsdale, MN Jan 2015 - Current 1
Vanderbilt Securities, LLC Woodbury, NY Feb 2014 - Jan 2015 < 1
U.s. Financial Investments Inc. New York, NY Jul 2013 - Feb 2014 < 1
Cetera Financial Specialists LLC Schaumburg, IL Feb 2012 - Jul 2013 1
Cetera Investment Advisers LLC Schaumburg, IL Feb 2012 - Jul 2013 1
Chase Investment Services Corp Phoenix, AZ Mar 2009 - Feb 2012 2
U.s. Financial Investments New York, NY May 2003 - Mar 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S66 NASAA Uniform Combined State Law Examination Jun 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kathryn E. Mendivil
Phone Number: 631-845-5100
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.