Lisa YawgerCRD Number: 1600037
Current Firm: Wells Fargo Clearing Services, LLC
Lisa Yawger (CRD# 1600037) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Scottsdale, AZ and has over 4 years of experience in the finance industry.
Transamerica Financial Advisors, Inc.
Wells Fargo Clearing Services, LLC
Dynamic Wealth Partners, LLC
|Wells Fargo Clearing Services, LLC||Scottsdale, AZ||Oct 2017 - Current||4|
|Eight Capital Corp. (formerly Dundee Securities Inc.)||Toronto,||Jun 2017 - Jul 2017||< 1|
|Eight Capital||Toronto,||Feb 2017 - Jul 2017||< 1|
|Dundee Capital Partners||Toronto,||Dec 2016 - Feb 2017||< 1|
|Rbc Wealth Management||Waterloo,||Nov 2015 - Dec 2016||1|
|Unemployed||Toronto,||Aug 2015 - Nov 2015||< 1|
|Edgecrest Capital Corporation||Toronto,||Feb 2014 - Aug 2015||1|
|Edgecrest Capital (usa) Inc.||Toronto, On,||Feb 2014 - May 2015||1|
|Scs (usa) Inc.||Toronto, Ontario,||Dec 2010 - Feb 2014||3|
|Stonecap Securities Inc.||Toronto, Ontario,||Nov 2010 - Feb 2014||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2017|
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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