Mallory SampsonCRD Number: 5975206
Current Firm: Vanguard Advisers Inc.
Mallory Sampson (CRD# 5975206) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Scottsdale, AZ and has over 5 years of experience in the finance industry. Mallory Sampson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|The Vanguard Group, Inc.||Scottsdale, AZ||Sep 2011 - Current||5|
|Boston Univerity Catering||Boston, MA||Jun 2009 - Sep 2011||2|
|Boston University||Boston, MA||Sep 2008 - Sep 2011||3|
|Suffolk University||Boston, MA||Sep 2007 - Sep 2008||1|
|Extended Travel||San Antonio, TX||May 2007 - Sep 2007||< 1|
|Alamo Heights High School||San Antonio, TX||Aug 2003 - May 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2011|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV