Mark McPhersonCRD Number: 1229084
Current Firm: Public Safety Financial/galloway
Mark McPherson (CRD# 1229084) is an Investment Advisor Representative working at Public Safety Financial/galloway in Scottsdale, AZ and has over 34 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, LLC
|Galloway Asset Management LLC||Mesa, AZ||Jun 2008 - Current||9|
|Cambridge Investment Research Advisor, Inc.||Fairfield, IA||Jan 2014 - Jul 2014||< 1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Jun 2008 - Jul 2014||6|
|Galloway Asset Management LLC||Mesa, AZ||Jan 2008 - Oct 2008||< 1|
|Multi-financial Securities Corp||Denver, CO||Jun 2003 - Jun 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1984|
|S65||NASAA Investment Advisors Law Examination||Nov 1995|
|S66||NASAA Uniform Combined State Law Examination||Jul 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management341MILLIONS
Total Number of Accounts1,940ACCOUNTS
Average Account Value$175,820
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AZ, CA, CO, FL, ID, NE, OH, TX, WY
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