Nicholas RauschCRD Number: 6043488
Current Firm: Robotic Trading Advisors, LLC
Nicholas Rausch (CRD# 6043488) is an Investment Advisor Representative working at Robotic Trading Advisors, LLC in Scottsdale, AZ and has over 6 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, LLC
|Robotic Trading Advisors, LLC||Scottsdale, AZ||May 2013 - Current||4|
|Robotic Trading Systems, LLC||Scottsdale, AZ||Apr 2011 - Current||7|
|Cooltraderpro||Palm Beach, FL||Oct 2012 - Mar 2015||2|
|Automated Capital Systems Management, LLC||Scottsdale, AZ||Feb 2012 - Mar 2015||3|
|Automated Capital Systems Advisors, LLC||Scottsdale, AZ||Feb 2012 - Mar 2015||3|
|Mjm Capital, LLC||Scottsdale, AZ||Jan 2010 - Mar 2012||2|
|Americahomekey, Inc.||Scottsdale, AZ||Jan 2011 - Jul 2011||< 1|
|Prime Time Lending, LLC||Scottsdale, AZ||Aug 2007 - Dec 2010||3|
|Rausch Holdings, Inc.||Scottsdale, AZ||Mar 2005 - Aug 2009||4|
|First Finance||Scottsdale, AZ||Jan 2006 - Jul 2007||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management4MILLIONS
Total Number of Accounts334ACCOUNTS
Average Account Value$11,855
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, FL, HI, IA, ID, IN, LA, MN, NY, OH, TX, UT, WA
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