Philip TaylorCRD Number: 1000487
Current Firm: One Source Health & Wealth Management
Philip Taylor (CRD# 1000487) is an Investment Advisor Representative working at One Source Health & Wealth Management in Scottsdale, AZ and has over 35 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Whitehall-parker Securities, Inc.||San Francisco, CA||Jan 2016 - Current||1|
|One Source Health & Wealth Management||Scottsdale, AZ||Dec 2015 - Current||1|
|First Financial Equity Corporation||Scottsdale, AZ||Jan 2012 - Dec 2015||3|
|Stifel Nicolaus & Co Inc.||Phoenix, AZ||Nov 2011 - Dec 2011||< 1|
|Stone & Youngberg LLC||San Francisco, CA||Jul 2006 - Nov 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1981|
|S65||NASAA Investment Advisors Law Examination||May 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management10MILLIONS
Total Number of Accounts5ACCOUNTS
Average Account Value$2,032,495
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses