Rick CluckCRD Number: 1066336
Current Firm: Securities America Advisors, Inc.
Rick Cluck (CRD# 1066336) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Scottsdale, AZ and has over 29 years of experience in the finance industry. Rick Cluck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
Barnes Investment Advisory Inc.
|Securities America, Inc.||Scottsdale, AZ||Feb 2009 - Current||7|
|Securities America Advisors||La Vista, NE||Feb 2009 - Current||7|
|Heritage Financial Advisors||Scottsdale, AZ||Jun 2001 - Current||15|
|Jefferson Pilot Securities||Scottsdale, AZ||Apr 2001 - Feb 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1987|
|S65||NASAA Investment Advisors Law Examination||Jul 1998|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV