Rosh MangalatCRD Number: 1836038
Current Firm: Vanguard Advisers Inc.
Rosh Mangalat (CRD# 1836038) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Scottsdale, AZ and has over 16 years of experience in the finance industry. Rosh Mangalat has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|The Vanguard Group, Inc.||Scottsdale, AZ||Oct 2015 - Current||1|
|Vista Monterey C/o Firstservice Residential||Scottsdale, AZ||Feb 2013 - Current||4|
|Various Insurance Carriers For W&r Insurance Agencies||Scottsdale, AZ||Dec 2014 - Dec 2015||1|
|Waddell & Reed, Inc.||Scottsdale, AZ||Dec 2014 - Oct 2015||< 1|
|Bank Of America Na||Scottsdale, AZ||Sep 2012 - Dec 2014||2|
|Merrill Lynch, Pierce, Fenner And Smith Inc.||Scottsdale, AZ||Mar 2012 - Sep 2012||< 1|
|Aliya Investments||Gilbert, AZ||Jul 2011 - Mar 2012||< 1|
|Unemployed||Encino, CA||May 2011 - Jul 2011||< 1|
|Apheta Business Management||Los Angeles, CA||May 2006 - May 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2000|
|S66||NASAA Uniform Combined State Law Examination||Jun 2012|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients