Scott ChristieCRD Number: 1286242
Current Firm: Tcg Advisors, LP
Scott Christie (CRD# 1286242) is an Investment Advisor Representative working at Tcg Advisors, LP in Scottsdale, AZ and has over 33 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, LLC
|Tcg Advisors, LP||Austin, TX||May 2017 - Current||1|
|Sowel Financial Services, LLC||North Little Rock, AR||Sep 2016 - Apr 2017||< 1|
|Concert Wealth Management, Inc.||San Jose, CA||Jun 2012 - Dec 2016||4|
|Meridian United Capital||Scottsdale, AZ||Oct 2004 - Jul 2012||7|
|Strategic Wealth Planning, LLC||Scottsdale, AZ||Apr 2003 - Jun 2012||9|
|The Planning Group||Scottsdale, AZ||Oct 2001 - Jun 2012||10|
|Strategic Investment Advisors||Scottsdale, AZ||Jun 2003 - Jun 2010||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1985|
|S66||NASAA Uniform Combined State Law Examination||Apr 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management1,234MILLIONS
Total Number of Accounts1,068ACCOUNTS
Average Account Value$1,155,386
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
AZ, CA, CO, CT, FL, GA, IA, IL, IN, KY, NC, NE, NJ, NM, NY, OH, OK, OR, PA, TX, VA, WA
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