Shanna RiveraCRD Number: 3184944
Current Firm: Silverhawk Asset Management, LLC
Shanna Rivera (CRD# 3184944) is an Investment Advisor Representative working at Silverhawk Asset Management, LLC in Scottsdale, AZ and has over 14 years of experience in the finance industry.
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
Barnes Investment Advisory Inc.
|Silverhawk Asset Management, LLC||Scottsdale, AZ||Dec 2013 - Current||2|
|Ausdal Financial Partners, Inc.||Davenport, IA||May 2014 - Aug 2015||1|
|Conscient Capital, LLC||Scottsdale, AZ||Mar 2013 - Dec 2013||< 1|
|Conscient Capital, Llc Formerly Rich Goldman Asset Management||Scottsdale, AZ||Aug 2008 - Dec 2013||5|
|Mutual Securities, Inc.||Scottsdale, AZ||Sep 2009 - Jun 2012||2|
|Triad Advisors, Inc.||Norcross, GA||Aug 2008 - Sep 2009||1|
|Wachovia Securities Financial Network, LLC||Scottsdale, AZ||Oct 2004 - Aug 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management115MILLIONS
Total Number of Accounts710ACCOUNTS
Average Account Value$161,671
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CT, TN