Shanna Rivera, financial advisor Scottsdale AZ
81 score

Shanna Rivera

CRD Number: 3184944
Current Firm: Silverhawk Asset Management, LLC

Shanna Rivera (CRD# 3184944) is an Investment Advisor Representative working at Silverhawk Asset Management, LLC in Scottsdale, AZ and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Silverhawk Asset Management, LLC Scottsdale, AZ Dec 2013 - Current 3
Ausdal Financial Partners, Inc. Davenport, IA May 2014 - Aug 2015 1
Conscient Capital, LLC Scottsdale, AZ Mar 2013 - Dec 2013 < 1
Conscient Capital, Llc Formerly Rich Goldman Asset Management Scottsdale, AZ Aug 2008 - Dec 2013 5
Mutual Securities, Inc. Scottsdale, AZ Sep 2009 - Jun 2012 2
Triad Advisors, Inc. Norcross, GA Aug 2008 - Sep 2009 1
Wachovia Securities Financial Network, LLC Scottsdale, AZ Oct 2004 - Aug 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S66 NASAA Uniform Combined State Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Shanna M. Rivera
Phone Number: 480-296-0200
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    115
    MILLIONS
  • Total Number of Accounts
    710
    ACCOUNTS
  • Average Account Value
    $161,671
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CT, TN

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BADGES
81

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