Shawn West (CRD# 6102066) is an Investment Advisor Representative working at Tmd Wealth Management in Scottsdale, AZ and has over 10 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tmd Wealth Management LLC | Scottsdale, AZ | Oct 2020 - Current | 3 |
| Trillium Consulting Group | Phoenix, AZ | Jan 2005 - Current | 19 |
| One Charles Private Wealth | Scottsdale, AZ | Jul 2019 - Sep 2020 | 1 |
| Tmd & Associates, Inc. | Scottsdale, AZ | Oct 2017 - Jun 2019 | 1 |
| Knh Capital, LLC | Phoenix, AZ | Nov 2014 - Oct 2017 | 2 |
| Arcwood Financial LLC | Phoenix, AZ | Sep 2014 - Oct 2017 | 3 |
| United Planners' Financial Services | Scottsdale, AZ | Jul 2014 - Oct 2017 | 3 |
| Paychex Securities Corporation | Phoenix, AZ | Sep 2012 - Aug 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2013 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management986MILLIONS
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Total Number of Accounts1,639ACCOUNTS
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Average Account Value$601,826
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AZ, CA, CO, FL, IL, LA, MA, NC, NE, NH, OK, OR, TX, WA
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