Shuyi YuCRD Number: 6156441
Current Firm: Vanguard Advisers, Inc.
Shuyi Yu (CRD# 6156441) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 8 years of experience in the finance industry.
Transamerica Financial Advisors, Inc.
Wells Fargo Clearing Services, LLC
Dynamic Wealth Partners, LLC
|The Vanguard Group, Inc.||Malvern, PA||Oct 2021 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Antonio, TX||May 2019 - Oct 2021||2|
|Bank Of America, N.a.||San Antonio, TX||May 2019 - Oct 2021||2|
|Integral Financial LLC||San Jose, CA||Nov 2012 - May 2019||6|
|Baochuan Capital||Walnut Creek, CA||Aug 2012 - Nov 2012||< 1|
|Gryphon Financial||Gilroy, CA||Oct 2012 - Oct 2012||< 1|
|Unemployed||Gilroy, CA||Jun 2011 - Aug 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2013|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Total Assets Under Management276,525MILLIONS
Total Number of Accounts518,715ACCOUNTS
Average Account Value$533,097
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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