Steven Stubbs, financial advisor Scottsdale AZ
93 score

Steven Stubbs

CRD Number: 870400
Current Firm: First Financial Equity Corporation

Steven Stubbs (CRD# 870400) is an Investment Advisor Representative working at First Financial Equity Corporation in Scottsdale, AZ and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
First Financial Equity Corporation Scottsdale, AZ Jan 2008 - Current 8
Banc Of America Investment Services, Inc. Phoenix, AZ Mar 2003 - Jan 2008 4
Banc Of America Insurance Services, Inc. Scottsdale, AZ Mar 2003 - Jan 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1979
S65 NASAA Investment Advisors Law Examination Sep 1992
Contact Info for Steven L. Stubbs
Phone Number: 480-951-0079
Firm Website: http://www.ffec.com
Registered State(s):
  • AZ
  • TX
  • CO
  • SC
  • NM
By the Numbers
  • Total Assets Under Management
    2,865
    MILLIONS
  • Total Number of Accounts
    6,068
    ACCOUNTS
  • Average Account Value
    $472,074
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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