Thomas Bugbee, financial advisor Scottsdale AZ

Thomas Bugbee

CRD Number: 4994008
Current Firm: Sequent Planning, LLC

Thomas Bugbee (CRD# 4994008) is an Investment Advisor Representative working at Sequent Planning, LLC in Scottsdale, AZ and has over 18 years of experience in the finance industry. Thomas Bugbee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sequent Planning, LLC Scottsdale, AZ Mar 2020 - Current 4
Futurity First Insurance Group Scottsdale, AZ Aug 2012 - Current 11
Securities America, Inc. Scottsdale, AZ Mar 2018 - Mar 2020 2
Securities America Advisors Scottsdale, AZ Mar 2018 - Mar 2020 2
Investment Advisors Scottsdale, AZ Nov 2012 - Apr 2018 5
Proequities, Inc. Scottsdale, AZ Sep 2012 - Apr 2018 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2005
S65 NASAA Investment Advisors Law Examination Jan 2009
Contact Info for Thomas R. Bugbee
Phone Number: 402-953-3544
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    373
    MILLIONS
  • Total Number of Accounts
    4,279
    ACCOUNTS
  • Average Account Value
    $87,272
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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