Todd Douma (CRD# 2401333) is an Investment Advisor Representative working at Tmd Wealth Management in Scottsdale, AZ and has over 30 years of experience in the finance industry. Todd Douma has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tmd Wealth Management LLC | Scottsdale, AZ | Oct 2020 - Current | 3 |
| Tmg General Partnership | Phoenix, AZ | Jan 2005 - Current | 19 |
| One Charles Private Wealth | Scottsdale, AZ | Jul 2019 - Sep 2020 | 1 |
| Tmd & Associates, Inc. | Scottsdale, AZ | Aug 1994 - Jun 2019 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1993 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- OK
- TX
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Total Assets Under Management986MILLIONS
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Total Number of Accounts1,639ACCOUNTS
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Average Account Value$601,826
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AZ, CA, CO, FL, IL, LA, MA, NC, NE, NH, OK, OR, TX, WA
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