James AdamsCRD Number: 1329591
Current Firm: Morgan Stanley
James Adams (CRD# 1329591) is an Investment Advisor Representative working at Morgan Stanley in Scranton, PA and has over 31 years of experience in the finance industry.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|Morgan Stanley Smith Barney||Scranton, PA||Jun 2009 - Current||7|
|Morgan Stanley & Company, Incorporated||Scranton, PA||Apr 2007 - Current||9|
|Dean Witter Reynolds Inc.||Scranton, PA||May 1988 - Apr 2007||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1985|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV