Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Douglas Baker, financial advisor Seal Beach CA
70 score

Douglas Baker

CRD Number: 1279425
Current Firm: Silversage Advisors

Douglas Baker (CRD# 1279425) is an Investment Advisor Representative working at Silversage Advisors in Seal Beach, CA and has 1 year of experience in the finance industry. Douglas Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Silversage Advisors Seal Beach, CA Jan 2013 - Current 3
Geneos Wealth Management, Inc. Seal Beach, CA Nov 2006 - Current 9
Meridian Capital Mangement Seal Beach, CA Jan 1999 - Jan 2014 15
Portfolio Design Advisors Seal Beach, CA Jan 2006 - Jan 2013 7
Associated Securities Corp. Los Alamitos, CA Oct 1984 - Nov 2006 22

Douglas Baker has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Douglas W. Baker
Phone Number: 949-223-5175
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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