Michael Cratty (CRD# 2300023) is an Investment Advisor Representative working at Cratty & Swanson Advisors LLC in Las Cruces, NM and has over 24 years of experience in the finance industry.
CRD# 6124487
Edward Jones
CRD# 2613802
Stifel, Nicolaus & Company, Incorporated
CRD# 4767863
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cratty & Swanson Advisors LLC | La Cruces, NM | Apr 2016 - Current | 8 |
| Cratty & Swanson Insurance Services LLC | Las Cruces, NM | Apr 2010 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2000 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- NM
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, NM
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