Ellis SloanCRD Number: 1161247
Current Firm: Kernodle & Katon Tax And Asset Management Group
Ellis Sloan (CRD# 1161247) is an Investment Advisor Representative working at Kernodle & Katon Tax And Asset Management Group in Searcy, AR and has over 33 years of experience in the finance industry.
Crews & Associates, Inc.
Investment Centers Of America, Inc.
|Kernodle & Katon Tax And Asset Management Group||Searcy, AR||May 2015 - Current||2|
|Horrell Capital Management, Inc.||Little Rock, AR||Jul 2006 - May 2015||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management162MILLIONS
Total Number of Accounts893ACCOUNTS
Average Account Value$181,692
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AR, LA, MO, NE, TX