Ashley Gardner (CRD# 5505279) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bellevue, WA and has over 11 years of experience in the finance industry.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
CRD# 1424055
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle, WA | Jul 2018 - Current | 5 |
| Lyft | Seattle, WA | Feb 2018 - Current | 6 |
| Uber | Seattle, WA | Aug 2017 - Current | 6 |
| Wa State Dshs | Olympia, WA | Feb 2014 - Current | 10 |
| Wells Fargo Clearing Services, LLC | Seattle, WA | Nov 2016 - Mar 2018 | 1 |
| Salish Lodge | Snoqualmie, WA | Jun 2017 - Aug 2017 | < 1 |
| Wells Fargo Advisors, LLC | Seattle, WA | Feb 2015 - Nov 2016 | 1 |
| Macys | Bellevue, WA | Oct 2010 - Oct 2016 | 6 |
| Morgan Stanley | Seattle, WA | Apr 2014 - Jan 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2012 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- WA
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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