Bryce James (CRD# 1162409) is an Investment Advisor Representative working at Smart Portfolios, LLC in Seattle, WA and has over 40 years of experience in the finance industry.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
CRD# 1424055
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smart Portfolios, LLC | Seattle, WA | Mar 2005 - Current | 19 |
| Shield Investment Advisors LLC | Seattle, WA | Jan 2003 - Current | 21 |
| Venture Velocity Consulting | Seattle, WA | Jan 2000 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1983 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WA
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Total Assets Under Management188MILLIONS
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Total Number of Accounts464ACCOUNTS
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Average Account Value$405,057
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, ID, LA, WA
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