Daniel Sullivan, financial advisor Seattle WA
70 score

Daniel Sullivan

CRD Number: 6014564
Current Firm: Parametric Portfolio Associates

Daniel Sullivan (CRD# 6014564) is an Investment Advisor Representative working at Parametric Portfolio Associates in Seattle, WA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Parametric Portfolio Associate Seattle, WA Jan 2014 - Current 2
Eaton Vance Distributors, Inc. Boston, MA Jan 2014 - Current 2
Eaton Vance Distributors, Inc. Boston, MA Aug 2013 - Jan 2014 < 1
Eaton Vance Management Boston, MA Aug 2013 - Jan 2014 < 1
Eaton Vance Management Boston, MA Sep 2012 - Aug 2013 < 1
Eaton Vance Distributors, Inc. Boston, MA Jan 2012 - Aug 2013 1
Unemployed Cohasset, MA May 2011 - Jan 2012 < 1
High School Cohasset, MA Sep 2000 - Jun 2011 10
Jp Morgan London, Jun 2010 - Aug 2010 < 1
Cohasset Maintenance Department Cohasset, MA Jun 2003 - Aug 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S66 NASAA Uniform Combined State Law Examination Aug 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Daniel S. Sullivan
Phone Number: 206-694-5575
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    154,184
    MILLIONS
  • Total Number of Accounts
    29,178
    ACCOUNTS
  • Average Account Value
    $5,284,251
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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