Elliott AppelCRD Number: 5926520
Current Firm: Empirical Wealth Management
Elliott Appel (CRD# 5926520) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 4 years of experience in the finance industry. Elliott Appel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Brighton Jones LLC
|Empirical Wealth Management||Seattle, WA||Jan 2014 - Current||2|
|Empirical Wealth Management||Seattle, WA||Dec 2011 - Jan 2014||2|
|Seattle University||Seattle, WA||Sep 2009 - Dec 2012||3|
|Empirical Wealth Management||Seattle, WA||Sep 2011 - Dec 2011||< 1|
|Charles Schwab||Lynnwood, WA||Jun 2011 - Aug 2011||< 1|
|Seattle University||Seattle, WA||Aug 2010 - Jun 2011||< 1|
|Wilbur-ellis||Tukwila, WA||Jun 2010 - Aug 2010||< 1|
|School||Olympia, WA||Sep 2001 - Jun 2009||7|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2012|
Total Assets Under Management977MILLIONS
Total Number of Accounts3,310ACCOUNTS
Average Account Value$295,155
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
AK, AZ, CA, CO, DE, FL, HI, ID, IL, LA, MA, MN, MT, NJ, NV, NY, OR, TX, WA
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