Eric ShuttCRD Number: 3176572
Current Firm: Northwestern Mutual Investment Services,llc
Eric Shutt (CRD# 3176572) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Seattle, WA and has over 18 years of experience in the finance industry.
Brighton Jones LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2012 - Current||6|
|Northwestern Mutual Investment Services, LLC||Seattle, WA||Jul 2007 - Current||10|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Jul 1999 - Current||18|
|Northwestern Mutual Life Ins. Company||Milwaukee, WI||Mar 1999 - Current||18|
|University Of Washington||Seattle, WA||Sep 1997 - Current||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1999|
|S66||NASAA Uniform Combined State Law Examination||Jul 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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