James Donnelly (CRD# 5781822) is an Investment Advisor Representative working at The Institute in Seattle, WA and has over 9 years of experience in the finance industry.
CRD# 5925615
Securities America Advisors, Inc.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Institute For Wealth Management LLC | Denver, CO | Apr 2019 - Current | 5 |
| Stephen A. Kohn & Associates, Ltd. | Lakewood, CO | Nov 2017 - Current | 6 |
| Institute For Wealth Advisors Dba Madison Park Advisors | Dallas, TX | Jan 2017 - Apr 2019 | 2 |
| Purshe Kaplan Sterling Investments | Albany, NY | Aug 2017 - Nov 2017 | < 1 |
| Concert Wealth Management, Inc. | San Jose, CA | Jun 2014 - Jun 2017 | 3 |
| International Assets Advisory, LLC | Seattle, WA | Sep 2016 - Jan 2017 | < 1 |
| Sowell Financial Services, LLC | North Little Rock, AR | Sep 2016 - Jan 2017 | < 1 |
| Dinosaur Securities, LLC | New York, NY | Jun 2014 - Aug 2016 | 2 |
| None | Seattle, WA | Jan 2014 - Jun 2014 | < 1 |
| Northwest Asset Management | Seattle, WA | Jul 2012 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2014 |
- TX
- WA
-
Total Assets Under Management927MILLIONS
-
Total Number of Accounts1,787ACCOUNTS
-
Average Account Value$518,700
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, CT, FL, IL, IN, KY, LA, MA, MD, MI, NC, NJ, NV, NY, OK, OR, TX, UT, VA, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.