Jonathan Chen, financial advisor Seattle WA
90 score

Jonathan Chen

CRD Number: 5542347
Current Firm: Morgan Stanley

Jonathan Chen (CRD# 5542347) is an Investment Advisor Representative working at Morgan Stanley in Seattle, WA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, N.a. Seattle, WA Jul 2016 - Current < 1
Morgan Stanley Smith Barney LLC Seattle, WA Jul 2016 - Current < 1
Morgan Stanley Smith Barney LLC San Francisco, CA Aug 2014 - Jul 2016 1
Morgan Stanley Private Bank, N.a. San Francisco, CA Aug 2014 - Jul 2016 1
Citigroup Global Markets Inc. San Francisco, CA Sep 2011 - Aug 2014 2
Citibank Na San Francisco, CA Sep 2011 - Aug 2014 2
Unionbanc Investment Services Fremont, CA May 2011 - Sep 2011 < 1
Union Bank Fremont, CA Apr 2011 - Sep 2011 < 1
Bank Of America, N.a. Fremont, CA Jul 2004 - Apr 2011 6
Banc Of America Investment Services, Inc. Fremont, CA Jun 2008 - Apr 2009 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
Contact Info for Jonathan W. Chen
Phone Number: 914-225-5510
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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