Keith SheridanCRD Number: 5317343
Current Firm: J.p. Morgan Securities LLC
Keith Sheridan (CRD# 5317343) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Seattle, WA and has over 13 years of experience in the finance industry. Keith Sheridan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Royal Alliance Associates, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sitka Pacific Capital Management, LLC
|Jp Morgan Securities, LLC||Seattle, WA||Nov 2017 - Current||4|
|Scottrade Investment Management||Seattle, WA||Jan 2017 - Nov 2017||< 1|
|Scottrade, Inc.||Seattle, WA||Sep 2015 - Nov 2017||2|
|Unemployed||Seattle, WA||May 2015 - Aug 2015||< 1|
|Paracle Advisors||Mercer Island, WA||Mar 2014 - Apr 2015||1|
|Paracle Advisors LLC||Mercer Island, WA||Mar 2014 - Jan 2015||< 1|
|Northwestern Mutual Life Insurance Company||Seattle, WA||Jul 2013 - Jan 2014||< 1|
|Northwestern Mutual Investment, LLC||Seattle, WA||Mar 2007 - Dec 2013||6|
|Northwestern Mutual -eric Shutt||Seattle, WA||Apr 2008 - Jul 2013||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S66||NASAA Uniform Combined State Law Examination||Feb 2017|
Total Assets Under Management188,264MILLIONS
Total Number of Accounts729,091ACCOUNTS
Average Account Value$258,218
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.