Lesa Sroufe, financial advisor Seattle WA

Lesa Sroufe

CRD Number: 1039743
Current Firm: Lesa Sroufe & Company, Inc.

Lesa Sroufe (CRD# 1039743) is an Investment Advisor Representative working at Lesa Sroufe & Company, Inc. in Seattle, WA and has over 41 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lesa Sroufe & Company, Inc. Seattle, WA Jan 2004 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1982
Contact Info for Lesa A. Sroufe
Phone Number: 206-838-8383
Firm Website: https://www.sroufeco.com
Registered State(s):
  • CA
  • WA
By the Numbers
  • Total Assets Under Management
    161
    MILLIONS
  • Total Number of Accounts
    247
    ACCOUNTS
  • Average Account Value
    $653,732
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AZ, CA, FL, ID, IL, MD, NY, OR, WA

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