Mercer Kung Smith, financial advisor Seattle WA
90 score

Mercer Kung Smith

CRD Number: 5547552
Current Firm: Northwestern Mutual Investment Services,llc

Mercer Kung Smith (CRD# 5547552) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Seattle, WA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Nicholas Naubert Seattle, WA Apr 2016 - Current < 1
Joseph Montgomery Seattle, WA Mar 2016 - Current < 1
David Burnett Seattle, WA Nov 2014 - Current 2
Nathaniel Donohue Seattle, WA Aug 2014 - Current 2
Christopher Kaminski Seattle, WA Aug 2014 - Current 2
Kevin Johnson Seattle, WA Aug 2014 - Current 2
Northwestern Mutual Wealth Management Company Seattle, WA Sep 2011 - Current 5
Michael Obrien Seattle, WA Jul 2011 - Current 5
Northwestern Mutual Investment Services, LLC Seattle, WA May 2011 - Current 5
Eric D Aslakson Seattle, WA Nov 2010 - Jul 2011 < 1
Carl Middleton Seattle, WA Mar 2010 - Nov 2010 < 1
Macy's Seattle, WA Sep 2009 - Apr 2010 < 1
Acs Northwest Inc. Auburn, WA May 2009 - Aug 2009 < 1
Unemployed Lacey, WA Dec 2008 - Apr 2009 < 1
Mama Lucia's Restaurant Potsdam, NY Oct 2008 - Dec 2008 < 1
Wachovia Securities Norwich, NY Jun 2008 - Aug 2008 < 1
Clarksom University Potsdam, NY Apr 2006 - May 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for Mercer C. Kung Smith
Phone Number: 866-664-7737
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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